Expert IPO & ASX Compliance Guidance for Public Market Success

Prospectus Development and Compliance

Our prospectus preparation services ensure that these critical documents meet all regulatory requirements while effectively communicating your company’s value proposition to potential investors.

We work closely with management teams, legal advisors, and other professional advisors to coordinate prospectus development, ensuring that all required disclosures are included while presenting your company in the most favourable light consistent with regulatory obligations.

Due Diligence Coordination and Support

We provide active participation in Due Diligence Committee meetings, ensuring that financial and operational information is properly verified and presented. Our due diligence support includes coordinating information requests, preparing supporting documentation, and liaising with external advisors throughout the verification process.

Corporate Governance Framework Development

We provide comprehensive guidance on corporate governance principles and assist with policy development that ensures compliance with best practice standards.

Our governance support encompasses board charter development, committee establishment, policy framework creation, and ongoing governance advisory services that ensure your company maintains appropriate governance standards throughout its public company lifecycle.

ASX relationship management

Effective working relationships with the ASX and consistent compliance with listing requirements are essential. Our ASX communication services ensure that your company maintains appropriate dialogue with exchange representatives while managing all required interactions professionally and efficiently.

We provide comprehensive support for ASX query responses, ensuring that all communications meet exchange requirements while protecting company interests.

Ongoing compliance and disclosure management

Our comprehensive compliance services ensure that your company maintains its listing status while efficiently and cost-effectively managing all regulatory requirements:

• The continuous disclosure regime requires public companies to immediately announce any information that could materially impact their security prices. We provide comprehensive, continuous disclosure support, including assessment of disclosure obligations, preparation of announcements, and coordination of market communications.
• Our continuous disclosure services include the establishment of internal procedures that ensure appropriate information flows, regular training for management and board members, and ongoing advisory support for disclosure decisions.
• Public companies must lodge numerous announcements throughout each reporting period, from routine operational updates to significant transaction disclosures. We manage all aspects of ASX announcement preparation and lodgement, ensuring that all communications meet exchange requirements while supporting broader investor relations strategies.
• Our announcement services encompass technical compliance review, coordination with external advisors, and liaison with ASX representatives throughout the lodgement process.
• Effective share registry management is essential for maintaining accurate shareholder records and supporting investor relations activities. We coordinate with appointed share registries to ensure that all administrative requirements are managed efficiently while maintaining appropriate controls over shareholder information.

Long-term public company success

Beyond IPO completion, we offer ongoing support for sustained public market success. This requires consistent compliance performance, effective governance practices, and strategic financial management that builds long-term shareholder value:

• Our compliance services help protect your brand reputation by ensuring consistent regulatory compliance and professional market communication.
• We ensure that your company maintains the governance standards and compliance performance necessary to support sustainable shareholder value creation.
• Our healthcare industry focus ensures that IPO and compliance services address sector-specific requirements while positioning companies effectively within healthcare investment markets.

Ready to pursue public listing or enhance your ASX compliance performance?

Bio101’s specialised IPO and compliance services can support your public market objectives while ensuring sustainable regulatory compliance. Make the next major move for your business with the right support today.